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Legal Case Executive

Legal & Compliance
Job Type:
£27000 per annum
Ref #:
Post Date:
31-12-2018 10:23 AM
London, The City
Legal Case Executive

My client, a leading regulatory body based in the heart of the City, are looking for a Legal Case Executive who has gained a Law degree and has gained experience dealing with regulatory matters/complaint investigation. This is a fantastic opportunity to join a progressive company who offer longevity and career advancement.

The Role
To support the Manager by studying complaints received in connection with the Code of Conduct and deciding if further investigation leading to possible enforcement action needs to be taken.
To carry out investigations in accordance with the Code of Conduct and follow relevant enforcement processes.
To contribute to the analysis of the effectiveness of the Code of Conduct by reviewing Members` trading practices through monitoring and other processes.
To support the Legal Department by assisting with phone and email queries from Members on the Code, Customer Support processes.
To provide support as necessary to the Customer Support Team. This can include answering phone calls and advising consumers and Members on how to resolve disputes.

The Person
Legal graduate with an understanding of regulatory matters
A high standard of literacy and excellent communication skills
Experience of dealing with regulatory matters 
An ability to analyse information and identify the key points
Excellent team-working skills
Good presentation skills
Time management and organisation

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EQUAL OPPORTUNITIES Morgan Spencer Recruitment is committed to equal opportunities and actively seeks applications from all sectors of the community irrespective of gender, race, colour, nationality, ethnic or national origin, disability, marital status, sexual orientation, having responsibility for dependents, age, religion/beliefs, or any other reason which cannot be shown to be justified.

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